Recent Deals

Since 2007, JonesTrading has offered public companies an alternative vehicle for financing and investment banking through direct access to the investor community.  JonesTrading believes corporations have been underserved by the offerings currently available.

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XAIR       Beyond Air      

$20,600,000 

Private Placement

Co-Placement Agent | September 2024

 

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ARR       Armour Residential REIT      

30,366,246 shares 

At-the-Market

Sales Agent | September 2024

 

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MOVE       Movano Health      

$8,260,000 

At-the-Market

Sole Sales Agent | September 2024

 

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CTO       CTO Realty Growth Inc.      

$24,500,000 

ATM-6% Pref. Stock

Sales Agent | August 2024

 

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LEXX       Lexaria Bioscience Corp.      

$20,000,000 

At-the-Market

Sole Sales Agent | August 2024

 

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NRSN       NeuroSense Therapeutics Ltd.      

$2,500,000 

At-the-Market

Sole Sales Agent | August 2024

 

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ELTX       Elicio Therapeutics      

$20,000,000 

Convertible Debt

Financial Advisor | August 2024

 

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IVR       Invesco Mortgage Capital Inc.      

18,000,000 Shares 

At-the-Market

Sales Agent | August 2024

 

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ELTX       Elicio Therapeutics      

$11,500,000 

Follow-On

Sole Book-Runner | July 2024

 

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ARR       Armour Residential REIT      

11,671,257 Shares

At-the-Market

Sales Agent | June 2024

 

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RZLT       Rezolute, Inc      

$60,000,000

Follow-On

Co-Manager | June 2024

 

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ORC       Orchid Island Capital      

$250,000,000

At-the-Market

Sales Agent | June 2024

 

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BYON       Beyond Inc      

$200,000,000

At-the-Market

Sole Sales Agent | June 2024

 

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ELTX       Elicio Therapeutics      

$40,000,000

At-the-Market

Sole Sales Agent | June 2024

 

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MOVE       Movano Health      

$3,406,141

At-the-Market

Sole Sales Agent | May 2024

 

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CATX       Perspective Therapeutics      

$80,000,000

Follow-On

Financial Advisor | May 2024

 

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ONVO       Organovo      

$5,250,000

Follow-On

Sole Placement Agent | May 2024

 

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PFN       PIMCO     

200,000,000

PFN - At-the-Market

Sole Sales Agent | April 2024

 

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Anthropic      

$45,000,000

Private Offering

Buyside Advisor | April 2024

 

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CTO       CTO Realty Growth      

1,500,000 shares

6% Preferred Stock

Co-Manager | April 2024

 

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BLRX       Bioline RX      

$6,000,000

Registered Direct

Sole Placement Agent | April 2024

 

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GHI       Greystone Housing Impact Investors LP      

$50,000,000

At-the-Market

Sales Agent | March 2024

 

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CATX       Perspective Therapeutics Inc      

$87,400,000

Private Placement

Co-Placement Agent | March 2024

 

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ACHV       Achieve Life Sciences      

$124,200,000

Registered Direct

Joint Placement Agent | February 2024

 

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MEIP       MEI Pharma Inc      

$9,900,000

At-the-Market

Sole Sales Agent | February 2024

 

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ATHE       Alterity Therapeutics      

$6,000,000

At-the-Market

Sole Sales Agent | February 2024

 

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PCN       PIMCO      

$275,000,000

PCN - At-the-Market

Sole Sales Agent | February 2024

 

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PFL       PIMCO      

$100,000,000

PFL - At-the-Market

Sole Sales Agent | February 2024

 

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CRIS       Curis Inc      

$100,000,000

At-the-Market

Sales Agent | February 2024

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ACET       Adicet Bio Inc      

$19,300,000

ATM Block Trade

Sole Sales Agent | January 2024

 

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CALC       CalciMedica      

$54,000,000

Private Placement

Sole Placement Agent | January 2024

 

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OCUP       Ocuphire Pharma      

$40,000,000

At-the-Market

Sole Sales Agent | January 2024

 

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NMTC       NeuroOne Technologies Corp      

$9,300,000

At-the-Market

Sole Sales Agent | January 2024

 

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ALCE       Clean Earth Acquisitions Corp

Alternus Clean Energy     

SPAC Merger

Financial Advisor | December 2023

 

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HRTG       Heritage Insurance Holdings Inc      

$25,000,000

Follow-On

Sole Book-Runner | December 2023

 

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CATX       Perspective Therapeutics Inc      

$50,000,000

At-the-Market

Sales Agent | November 2023

 

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Pimco      

$2,000,000,000

PDI - At-the-Market

Sole Sales Agent | September 2023

 

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Pimco      

$750,000,000

PTY - At-the-Market

Sole Sales Agent | September 2023

 

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EQT       EQT Corp

$828,000,000

Block Trade

Sole Agent | September 2023

 

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DAWN       Day One Biopharmaceuticals

$250,000,000

At-the-Market

Sales Agent | September 2023

 

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VFS       VinFast Auto Ltd

$23,000,000,000

SPAC Merger

Financial Advisor | August 2023

 

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ATNM       Actinium Pharmaceuticals

$200,000,000

At-the-Market

Sales Agent | August 2023

 

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ARR       Armour Residential REIT

75,000,000 shares

At-the-Market

Sales Agent | July 2023

 

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VIRI       Virios Therapeutics

$6,700,000

At-the-Market

Sole Sales Agent | July 2023

 

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DAWN       Day One Pharmaceuticals

$150,000,000

Follow-On

Co-Manager | June 2023

 

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SAVA       Cassava Sciences, Inc

$200,000,000

At-the-Market

May 2023

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BRTX       BioRestorative Therapies Inc

$3,700,000

At-the-Market

Sole Sales Agent | April 2023

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FBRT       Franklin Realty Trust Inc

$200,000,000

At-the-Market

Sales Agent | April 2023

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ORC       Orchid Island Capital Inc

$250,000,000

At-the-Market

Sales Agent | March 2023

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IVR       Invesco Mortgage Capital Inc

16,000,000 shares

At-the-Market

Sales Agent | February 2023

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DX       Dynex Capital Inc

36,117,622 shares

At-the-Market

Sales Agent | February 2023

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PIMCO

$500,000,000

PDO - At-the-Market

Sole Sales Agent | February 2023

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WULF       Terawulf

$25,000,000

Follow-On

Sole Book-Runner | February 2023

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PIMCO

$100,000,000

PCN At-the-Market

Sole Sales Agent | January 2023

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ISRL    Israel Acquisitions Corp.

$125,000,000

ISRL - IPO

Co-Manager | January 2023

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MNPR    Monopar Therapeutics

$6,505,642

At-the-Market

Sole Sales Agent | January 2023

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NMTC    NeuroOne Medical Technologies Corp.

$14,500,000

At-the-Market

Sole Sales Agent | December 2022

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APTO    Aptose Biosciences

$50,000,000

At-the-Market

Sole Sales Agent | December 2022

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HIX    Western Asset

$143,970,507

At-the-Market

Sole Sales Agent | December 2022

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CTO    Realty Growth

3,000,000 shares

Follow-On

Co-Manager | November 2022

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SAVA    Cassava Sciences

$50,000,000

Registered Direct

Capital Markets Advisor | November 2022

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TFFP    TFF Pharmaceuticals Inc.

$10,675,000

Follow-On

Sole Book-Runner | November 2022

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ACET    Adicet Bio

$100,000,000

At-the-Market

Sole Sales Agent | November 2022

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RAIN    Rain Therapeutics Inc.

$50,000,000

Registered Direct

Lead Manager | November 2022

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Bullhorn Holdings
Coeptis Therapeutics

$175,000,000

M&A Transaction

Capital Markets Advisor | October 2022

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CTO       Realty Growth

$150,000,000

At-the-Market

Sales Agent | October 2022

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PINE       Alpine Income Property Trust

$150,000,000

At-the-Market

Sales Agent | October 2022

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EVAX       Evaxion Biotech

$14,439,000

At-the-Market

Sole Sales Agent | October 2022

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HCWB       HCW Biologics

$15,500,000

At-the-Market

Sole Sales Agent | August 2022

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UNCY       Unicycive Therapeutics

$3,000,000

At-the-Market

Sole Sales Agent | August 2022

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PIMCO

$225,000,000

PML - At-the-Market

Sole Sales Agent | August 2022

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ACET       ADICET BIO

$45,000,000

ATM Direct Transaction

 

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PIMCO

$1,000,000,000

PDI - At-the-Market

Sole Sales Agent | June 2022

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DAWN       Day One Biopharmaceuticals

$150,000,000

At-the-Market

Sales Agent | June 2022

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PIMCO

$200,000,000

PHK - At-the-Market

Sole Sales Agent | June 2022

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SIEB       Siebert Financial Corp.

$9,600,000

At-the-Market

Sole Sales Agent | May 2022

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BOXD       Boxed Inc.

$100,000,000

Committed Capital

On-Demand | May 2022

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AGLE       Aeglea BioTherapeutic

$45,000,000

Registered Direct

Sole Placement Agent | May 2022

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CRNX       Crinetics Pharmaceuticals

$125,000,000

Follow-On

Co-Manager | April 2022

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Clean Earth Acquisitions Corp.

$200,000,000

CLIN - IPO

Co-Manager | February 2022

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Cohen & Steers

$305,000,000

RLTY - IPO

Co-Manager | February 2022

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EFC       Ellington Financial

$100,000,000

Preferred ATM

Sales Agent | January 2022

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ACER       Acer Therapeutics

$6,850,000

At-the-Market

Sales Agent | December 2021

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BOXD       Boxed, Inc

$120,000,000

SPAC PIPE & Merger

Placement Agent & Advisor | December 2021

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ACET       Adicet Bio

$87,500,000

Follow-on

Co-Manager | December 2021

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Infint Acquisition Corp

$173,912,000

INFIN - IPO

Joint Book-Runner | November 2021

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Credit Suisse

$150,000,000

CIK-At-the-Market

Sole Sales Agent | November 2021

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MITT       AG Mortgage Investment Trust

$71,750,000

Follow-On

Co-Manager | November 2021

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CBAY      CymaBay Therapeutics

$75,000,000

Follow-On

Co-Lead Manager | November 2021

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ARR       Armour Residendial REIT

25,661,843 shares

At-the-Market

Sales Agent | November 2021

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IVR       Invesco Mortgage Capital, Inc.

$236,250,000

At-the-Market

Sales Agent | November 2021

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MEGI       CBRE Group Inc.

50,000,000 shares

MEGI-IPO

Co-Manager | October 2021

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CNRX       Crinetics Pharmaceuticals

$150,000,000

Follow-On

Co-Manager | October 2021

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ACR       Acres Commercial Realty

2,200,000 shares

Preferred ATM

Sole Sales Agent | October 2021

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ECAT       BlackRock Inc.

$2,040,000,000

ECAT-IPO

Co-Manager | September 2021

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ATAX       America First Multifamily Investors, L.P.

$28,975,000

Follow-On

Co-Manager | September 2021

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Aberdeen Asset Management

$35,000,000

FCO-At-the-Market

Sole Sales Agent | September 2021 

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SWSS       Springwater Capital

$150,000,000

IPO

Co-Manager | August 2021

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NYMT       New York Mortgage Trust Inc

$100,000,000

Preferred ATM

Sole Sales Agent | August 2021

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SURF       Surface Oncology

$80,000,000

At-the-Market

Sole Sales Agent | August 2021

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INFI       Infinity Pharmaceuticals

$75,000,000

At-the-Market

Sales Agent | July 2021

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ATAX       America First Multifamily Investors, L.P.

$30,000,000

At-the-Market

Sole Sales Agent | July 2021

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BSAQU       Black Spade Capital

$150,000,000

IPO

Co-Manager | July 2021

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AAIC       Arlington

$33,500,000

6% Senior Notes

Co-Manager | July 2021

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GEO       GEO Group, Inc

$300,000,000

At-the-Market

Sales Agent | June 2021

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ORC       Orchid Island Capital

$250,000,000

At-the-Market

Sales Agent | June 2021

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FEMY       Femasys

$34,450,000

IPO

Joint Bookrunner | June 2021

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IKT       Inhibikase Therapeutics Inc.

$45,000,000

Follow-on

Co-Manager | June 2021

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IVR       Invesco Mortgage Capital, Inc.

37,500,000 shares

Follow-on

Joint Bookrunner | May 2021

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NBXG       Neuberger Berman

$1,500,000,000

NBXG - IPO

Co-Manager | May 2021

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DMO       Western Asset

$43,283,467

DMO-At-the-Market

Sole Sales Agent | May 2021

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ALDX       Aldeyra

$125,000,000

Follow-on

Co-Manager | April 2021

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LFT       Lument Finance Trust

$60,000,000

pfd. Follow-on

Co-Manager | April 2021

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NUV       Nuveen

$575,000,000

NPCT - IPO

Co-Manager | April 2021

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VBLT       VBL Therapeutics

$25,080,504

Follow-on

Co-Manager | April 2021

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BlackRock Inc.

$4,400,000,000

BIGZ - IPO

Co-Manager | March 2021

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AVEO       Aveo Pharmaceuticals, Inc.

$48,000,000

Follow-On

Co-Manager | March 2021

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LIFE       aTyr Pharmaceuticals

$25,000,000

At-the-Market

Sole Sales Agent | March 2021

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OPA-UN       Magnum Opus Acquisition Ltd.

$200,000,000

IPO

Co-Manager | March 2021

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CRIS       Curis Inc.

$100,000,000

At-the-Market

Sales Agent | March 2021

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ACET       Adicet Bio

$75,000,000

At-the-Market

Sole Sales Agent | March 2021

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OCUP       Ocuphire Pharma Inc.

$40,000,000

At-the-Market

Sole Sales Agent | March 2021

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ACER       Acer Therapeutics

$7,7000,000

At-the-Market

Sales Agent | March 2021

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XA Investments

$25,000,000

XFLT - Follow-On

Co-Manager | February 2021

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RiverNorth

$440,000,000

RFMZ - IPO

Co-Manager | February 2021

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INFI       Infinity Pharmaceuticals

$79,800,000

Follow-On

Co-Manager | February 2021

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CNSP       CNS Pharmaceuticals

$20,000,000

At-the-Market

Sales Agent | February 2021

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DX       Dynex Capital Inc.

$49,087,500

Follow-On

Co-Manager | January 2021

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ALRN       Aileron

$30,000,000

At-the-Market

Sales Agent | January 2021

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Pimco

$2,000,000,000

PDO - IPO

Co-Manager | January 2021

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CMRX       Chimerix

$100,000,000

Follow-On

Co-Manager | January 2021

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CMO       Capstead Mortgage Corp

15,000,000 Common

3,000,000 PFD

At-the-Market

Sales Agent | January 2021

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ALRN       Aileron Therapeutics Inc.

$35,894,080

Registered Direct

Placement Agent

January 2021

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ALRN       Aileron Therapeutics Inc.

$11,896,613

At-the-Market

Sole Sales Agent

December 2020

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SVOKU       Seven Oaks Acquisition Corp

$258,750,000

IPO

Lead Bookrunner

December 2020

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ATHE       Alterity Therapeutics

$50,000,000

At-the-Market

Sales Agent

December 2020

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TCON       Tracon Pharmaceuticals Inc.

$50,000,000

At-the-Market

Sole Sales Agent

December 2020

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CRIS       Curis Inc.

$170,000,000

Follow-On

Joint Bookrunner

December 2020

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Pimco

$100,000,000

PCN - At-the-Market

Sole Sales Agent

December 2020

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Pimco

$175,000,000

PFN - At-the-Market

Sole Sales Agent

November 2020

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Pimco

$120,000,000

PFL - At-the-Market

Sole Sales Agent

November 2020

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PGIM

23,750,000 shares

SDHY - IPO

Co-Manager

November 2020

 

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Pimco

$600,000,000

PTY - At-the-Market

Sole Sales Agent

November 2020

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Pimco

$600,000,000

PDI - At-the-Market

Sole Sales Agent

November 2020

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Cohen & Steers

50,000,000 shares

PTA - IPO

Co-Manager

October 2020

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Pimco

$125,000,000

PKO - At-the-Market

Sole Sales Agent

October 2020

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Pimco

$1,000,000,000

PCI - At-the-Market

Sole Sales Agent

October 2020

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Pimco

4,312,500 shares

PDI - Follow-On

Co-Manager

October 2020

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BlackRock, Inc

100,000,000 shares

BCAT - IPO

Co-Manager

September 2020

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nuveen

52,000,000 shares

NDMO - IPO

August 2020

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ATNM       Actinium Pharmaceuticals, Inc.

$200,000,000

At-the-Market

Sole Sales Agent

August 2020

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DX       Dynex Capital Inc.

$50,000,000

Preferred ATM

Sales Agent

August 2020

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ORC       Orchid Island Capital Inc.

$150,000,000

At-the-Market

Sales Agent

August 2020

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Aberdeen Asset Management

8,850,000 shares

ASGI - IPO

Co-Manager

July 2020

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ABIO       Arca Biopharma

$54,000,000

At-the-Market

Sole Sales Agent

July 2020

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ABIO       Arca Biopharma

$14,910,600

At-the-Market

Sole Sales Agent

July 2020

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OSTK       Overstock

$150,000,000

At-the-Market

Sales Agent

June 2020

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First Trust

33,250,000 shares

FTHY - IPO

Co-Manager

June 2020

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Angel Oak Capital Advisors 

4,050,000 shares

DYFN - IPO

June 2020

 

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CBIO       Catalyst Biosciences

$30,000,000

Follow-On

Co-Manager

June 2020

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CBIO       Catalyst Biosciences

4,615,385 shares

Co-Manager

Follow-On | June 2020

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ATNM       Actinium Pharmaceuticals, Inc

$24,997,873  

Co-Manager

Follow-On | June 2020

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CRIS       Curis

14,000,000 shares 

Registered Direct

June 2020

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ABIO       Arca Biopharma

$6,061,175 

Registered Direct

June 2020

pimco logo
pimco logo

SURF       Surface Oncology

$50,000,000 

ATM Follow-On

May 2020

pimco logo
pimco logo

SURF       Surface Oncology

$28,900,000 

ATM Block Trade

May 2020

pimco logo
pimco logo

AGLE       Aeglea Biotherapeutics Inc

$119,998,639 

Co-Manager

Follow-On | April 2020

pimco logo
pimco logo

ATNM       Actinium Pharmaceuticals, Inc

$27,491,750 

Co-Manager

Follow-On | April 2020

pimco logo
pimco logo

DMO       Western Asset

$50,000,000

ATM Follow-On

April 2020

pimco logo
pimco logo

AGLE       Aeglea Biotherapeutics Inc

$60,000,000 

ATM Follow-On

April 2020

pimco logo
pimco logo

OSTK       Overstock

$80,000,000 

ATM Follow-On

April 2020

pimco logo
pimco logo

RFM       River North

5,500,000 shares

Initial Public Offering

March 2020

pimco logo
pimco logo

PFL       Pimco

$47,700,000

ATM Follow-On

March 2020

pimco logo
pimco logo

PFN       Pimco

$76,800,000

ATM Follow-On

March 2020

pimco logo
pimco logo

ACER       Acer Therapeutics

$10,000,000

ATM Follow-On

March 2020

pimco logo
pimco logo

CRIS       Curis

$30,000,000

ATM Follow-On

March 2020

pimco logo
pimco logo

TCON       Tracon Pharma

$1,983,015

ATM Follow-On

February 2020

pimco logo
pimco logo

DLY       DoubleLine Funds

46,000,000 shares

Initial Public Offering

February 2020

pimco logo
pimco logo

DX       Dynex Capital, Inc.

4,000,000 shares

Preferred New Issue

February 2020

pimco logo
pimco logo

CBIO       Catalyst Biosciences

4,615,385 shares

Follow-On | February 2020

pimco logo
pimco logo

IVR       Invesco Mortgage Capital Inc.

18,000,000 shares

Co-Manager

Follow-On | February 2020

pimco logo
pimco logo

BMEZ       BlackRock

105,000,000 shares

Sole Placement Agent

Initial Public Offering | January 2020

pimco logo
pimco logo

PKO       Pimco

$125,000,000

ATM Follow-On

January 2020

pimco logo
pimco logo

ORC     Orchid Island Capital

$200,000,000

ATM Follow-On

January 2020

pimco logo
pimco logo

MNPR       Monopar Therapeutics

$19,700,000

ATM Follow-On

January 2020

pimco logo
pimco logo

MRTX       Mirati Therapeutics

$300,000,000

Co-Manager Follow-On

January 2020

pimco logo
pimco logo

MNPR       Monopar Therapeutics

1,111,112 shares

Sole Bookrunner

Initial Public Offering

December 2019

pimco logo
pimco logo

APTO       Aptose Biosciences

16,125,000 shares

Co-Manager Follow-On

December 2019

pimco logo
pimco logo

FTSV       Forty Seven Inc

4,860,000 shares

Co-Manager Follow-On

December 2019

pimco logo
pimco logo

PCI       Pimco

$1,000,000,000

ATM Follow-On

December 2019

pimco logo
pimco logo

HIE       Miller Howard Investments

$50,000,000

ATM Follow-On

December 2019

pimco logo
pimco logo

PTY       Pimco

$500,000,000

ATM Follow-On

November 2019

pimco logo
pimco logo

PFL       Pimco

5,500,000 shares

ATM Follow-On

November 2019

pimco logo
pimco logo

CPZ       Calamos Investments

18,250,000 shares

Initial Public Offering

November 2019

pimco logo
pimco logo

PFN       Pimco

11,500,000 shares

ATM Follow-On

November 2019

pimco logo
pimco logo

NYMT       New York Mortgage Trust

$100,000,000

Preferred ATM

Series B, C, D & E

November 2019

pimco logo
pimco logo

OSTK       Overstock

$150,000,000

ATM Follow-On

November 2019

pimco logo
pimco logo

PDI       Pimco

$560,000,000

ATM Follow-On

November 2019

pimco logo
pimco logo

PKO       Pimco

3,000,000 shares

ATM Follow-On

October 2019

pimco logo
pimco logo

AIO       Allianz

30,750,000 shares

Initial Public Offering

October 2019

pimco logo
pimco logo

NMCO       Nuveen

Initial Public Offering

September 2019

pimco logo
pimco logo

RMM       RiverNorth

18,250,000 shares

Initial Public Offering

July 2019

pimco logo
pimco logo

PTY        Pimco

$500,000,000

ATM Follow-On | July 2019

pimco logo
aileron logo

ALRN        Aileron

$13,265,506

Sole Placement Agent

ATM Follow-On | July 2019

aileron logo
infinity pharmaceuticals logo

INFI        Infinity Pharmaceuticals

$20,000,000

ATM Follow-On | June 2019

infinity pharmaceuticals logo
fortress biotech logo

FBIO        Fortress Biotech

$50,000,000

ATM Follow-On | June 2019

fortress biotech logo
blackrock logo

BSTZ        BlackRock

70,000,000 shares

Co-Manager

Initial Public Offering | June 2019

blackrock logo
arqule logo

ARQL        ArQule

9,250,000 shares

Co-Manager

ATM Follow-On | June 2019

arqule logo
preferred apartment communities logo

APTS        Preferred Apartment Communities

$125,000,000

ATM Follow-On | June 2019

preferred apartment communities logo
dynex capital inc

DX        Dynex Capital Inc.

25,000,000 shares

ATM Follow-On | May 2019

dynex capital inc
aptose biosciences logo

APTO        Aptose Biosciences

10,000,000 shares

Co-Manager

Follow-On | May 2019

aptose biosciences logo
angel oak capital advisors logo

FINS        Angel Oak Capital Advisors

10,750,000 shares

Initial Public Offering | May 2019

angel oak capital advisors logo
tremont mortgage trust logo

TRMT       Tremont Mortgage Trust

5,000,000 shares

Co-Manager

Follow-On | May 2019

tremont mortgage trust logo
biopharmx logo

BPMX       BioPharmx

$8,500,000 

ATM Follow-On | May 2019

biopharmx logo
surface oncology logo

SURF       Surface Oncology

$30,000,000 

ATM Follow-On | May 2019

surface oncology logo
sharebite logo

Sharebite

$3,000,000

Sole Placement Agent

Series A Financing | May 2019

sharebite logo
actinium pharmaceuticals logo

ATNM       Actinium Pharmaceuticals

42,860,000 shares

Co-Manager

Follow-On | April 2019

actinium pharmaceuticals logo
nymt logo

NYMT       New York Mortgage Trust

$50,000,000

Preferred ATM

Series B, C & D | March 2019

nymt logo
tortoise logo

TEAF       Tortoise

13,000,000 shares

Initial Public Offering

March 2019

tortoise logo
arlington logo

AI       Arlington

1,647,370 shares

Preferred ATM

Series B | March 2019

arlington logo
invesco mortgage capital inc logo

IVR       Invesco Mortgage Capital

7,000,000 shares

Preferred ATM

Series A, B & C | March 2019

invesco mortgage capital inc logo
overstock logo

OSTK       Overstock

$52,801,423 

ATM Follow-On | March 2019

overstock logo
arlington logo

AI       Arlington

1,200,000 shares

Co-Manager

Preferred New Issue | March 2019

arlington logo
arlington logo

AI       Arlington

6,000,000 shares

Co-Manager

Follow-On | February 2019

arlington logo
pimco logo

NRGX       Pimco

40,000,000 shares

Initial Public Offering

January 2019

pimco logo
arca biopharma logo

ABIO       ARCA biopharma

$2,499,876

ATM Follow-On | January 2019

arca biopharma logo
actinium pharmaceuticals logo

ATNM       Actinium Pharmaceuticals

75,000,000 shares

ATM Follow-On | December 2018

actinium pharmaceuticals logo
nuveen logo

JHAA       Nuveen             

Initial Public Offering

December 2018

nuveen logo
celsion corporations logo

CLSN       Celsion Corporation             

$16,000,000

ATM Follow-On | December 2018

celsion corporations logo
pimco logo

PTY       Pimco             

14,500,000 shares

ATM Follow-On | November 2018

pimco logo
agbotic logo

agbiotic

$5,000,000

Sole Placement Agent

Series A Financing | October 2018

agbotic logo
verastem oncology logo

VSTM       Verastem Oncology

$150,000,000

Co-Manager

Convertible Sr. Notes | October 2018

verastem oncology logo
sir logo

REIT       Select Income

24,918,421 shares

Co-Manager

Secondary Sale | October 2018

sir logo
aldeyra pharmaceuticals logo

ALDX       Aldeyra Therapeutics

5,250,000 shares

Co-Manager

Follow-On | September 2018

aldeyra pharmaceuticals logo
pimco logo

PFL       Pimco

5,500,000 shares

ATM Follow-On | September 2018

pimco logo
pimco logo

PFN       Pimco

11,500,000 shares

ATM Follow-On | September 2018

pimco logo
tracon pharma logo

TCON       Tracon Pharmaceuticals

$11,550,332

ATM Follow-On | September 2018

tracon pharma logo
dynex capital inc logo

DX       Dynex Capital

$50,000,000

Preferred ATM  | September 2018

dynex capital inc logo
rivernorth logo

RIV       RiverNorth

3,300,000 shares

ATM Follow-On | August 2018

rivernorth logo
standard diversified inc logo

SDI       Standard Diversified

$6,500,000

ATM Follow-On | August 2018

standard diversified inc logo
overstock logo

OSTK       Overstock

$150,000,000

ATM Follow-On | August 2018

overstock logo
atax logo

ATAX       America First Multifamily Investors, L.P.

$75,000,000

ATM Follow-On | August 2018

atax logo
arqule logo

ARQL       ArQule

12,650,000 shares

Co-Manager

ATM Follow-On | July 2018

arqule logo
pimco logo

PKO       Pimco

3,000,000 shares

ATM Follow-On | July 2018

pimco logo
calamos investments logo

CGO       Calamos

2,685,638 shares

ATM Follow-On | June 2018

calamos investments logo
pimco logo

PTY       Pimco

14,500,000 shares

ATM Follow-On | June 2018

pimco logo
t2 biosystems logo

TTOO       T2 Biosystems

7,015,000 shares

Co-Manager

Follow-On | May 2018

t2 biosystems logo
aeglea logo

AGLE       Aeglea Biotherapeutics

4,500,000 shares

Lead Manager

Follow-On | April 2018

aeglea logo
organovo logo

ONVO       Organovo

$50,000,000

ATM Follow-On | March 2018

organovo logo
first trust logo

FPL        First Trust

5,000,000 shares

ATM Follow-On | March 2018

first trust logo
first trust logo

FEI        First Trust

4,600,000 shares

ATM Follow-On | March 2018

first trust logo
first trust logo

FEN        First Trust

2,800,000 shares

ATM Follow-On | March 2018

first trust logo
miller howard investments logo

HIE        Miller Howard Investments

$50,000,000

ATM Follow-On | March 2018

miller howard investments logo
calamos investments logo

CHY        Calamos

6,232,167 shares

ATM Follow-On | March 2018

calamos investments logo
credit suisse logo

DHY        Credit Suisse

16,690,564 shares

ATM Follow-On | February 2018

credit suisse logo
catalyst biosciences logo

CBIO        Catalyst Biosciences

$115,500,000

 Follow-On Offering

Sole Bookrunning Manager | February 2018

catalyst biosciences logo
pain therapeutics inc logo

PTIE        Pain Therapeutics, Inc

$16,900,000

ATM Follow-On | February 2018

pain therapeutics inc logo
lpt logo

ILPT        Industrial Logistics Property Trust

20,000,000 shares

Underwriter

IPO | January 2018

lpt logo
catalyst biosciences logo

CBIO        Catalyst Biosciences

$10,500,000

 Follow-On Offering

Joint Book-Runner | December 2017

catalyst biosciences logo
pimco logo

PDI        Pimco

9,500,000 shares

ATM Follow-On | December 2017

pimco logo
atax logo

ATAX        America First Multifamily Investors, L.P.

$75,000,000

ATM Follow-On | December 2017

atax logo
prana biotechnology logo

PRAN       Prana Biotechnology

$10,019,412

ATM Follow-On | November 2017

prana biotechnology logo
miller howard investments logo

HIE       Miller Howard Investments

$50,000,000

ATM Follow-On | October 2017

miller howard investments logo
abeona therapeutics logo

ABEO       Abeona Therapeutics

5,000,000 shares

Follow-On Offering

Co-Manager | October 2017

abeona therapeutics logo
calamos investments logo

CHY       Calamos

6,232,167 shares

ATM Follow-On | October 2017

calamos investments logo
calamos investments logo

CHI       Calamos

7,500,000 shares

ATM Follow-On | October 2017

calamos investments logo
t2 biosystems logo

TTOO       T2 Biosystems

4,375,000 shares

Follow-On

Co-Manager | September 2017

t2 biosystems logo
independent realty trust logo

IRT       Independence Realty Trust

12,500,000 shares

Follow-On

Co-Manager | September 2017

independent realty trust logo
Arca biopharma logo

ABIO       ARCA biopharma

$3,568,486

ATM Follow-On | August 2017

Arca biopharma logo
omeros logo

OMER       Omeros Corp

3,000,000 shares

Co-Manager

Follow-On | August 2017

omeros logo
actinium pharmaceuticals logo

ATNM       Actinum Pharmaceuticals

$16,125,000

Follow-On

Co-Manager | July 2017

actinium pharmaceuticals logo
credit suisse logo

DHY       Credit Suisse

20,000,000 shares

ATM Follow-On | July 2017

credit suisse logo
preferred apartment communities logo

APTS       Preferred Apartment Communities

$150,000,000

ATM Follow-On | July 2017

preferred apartment communities logo
first trust logo

FPL       First Trust

5,000,000

ATM Follow-On | July 2017

first trust logo
actinium pharmaceuticals logo

ATNM Actinum Pharmaceuticals

$75,000,000

ATM Follow-On | July 2017

actinium pharmaceuticals logo
gov logo

GOV       Government Properties Income Trust

25,000,000 shares

Follow-On Offering

Co-Manager | June 2017

gov logo
first trust logo

FEN       First Trust

2,800,000 shares

ATM Follow-On | June 2017

first trust logo
first trust logo

FEI       First Trust

4,600,000 shares

ATM Follow-On | June 2017

first trust logo
aeglea logo

AGLE       Aeglea Biotherapeutics

3,000,000 shares

Follow-On Offering

Sole Book-Runner | June 2017

aeglea logo
arlington logo

AI       Arlington Asset Investment Corp

1,865,000 shares

Preferred ATM, Series B | May 2017

arlington logo
preferred apartment communities logo

APTS       Preferred Apartment Communities

$48,000,000

Follow-On Offering

Co-Lead Manager | May 2017

preferred apartment communities logo
arlington logo

AI       Arlington Asset Investment Corp

135,000 shares

Series B Pref.

New Issue | May 2017

arlington logo
aeglea biotherapeutics logo

AGLE       Aeglea Biotherapeutics

$20,000,000

ATM Follow-On | May 2017

aeglea biotherapeutics logo
hersha hospitality trust logo

HT       Hersha Hospitality Trust

8,000,000 shares

Class A, Series E + D Pfd

ATM Follow-On | April 2017

hersha hospitality trust logo
pimco logo

PDI       Pimco

9,500,000 shares

ATM Follow-On | March 2017

pimco logo
pimco logo

PTY       Pimco

14,500,000 shares

ATM Follow-On | March 2017

pimco logo
catalyst biosciences logo

CBIO        Catalyst Biosciences

$115,000,000

Follow-On Offering
Sole Bookrunning Manager | February 2018

catalyst biosciences logo
arlington logo

AI       Arlington Asset Investment Corp

6,000,000 shares

ATM Follow-On | February 2017

arlington logo
medley logo

Medley Capital Corporation

$34,500,000

Baby Bond

Joint Book-Runner | February 2017

medley logo
cymabay therapeutics logo

CBAY       CymaBay Therapeutics

5,181,348 shares

Follow-On Offering

Sole Book-Runner | February 2017

cymabay therapeutics logo
medley logo

Medley Capital Corporation

$34,500,000

Baby Bond

Joint Book-Runner | February 2017

medley logo
arca biopharma logo

ABIO       ARCA biopharma

$7,300,000

ATM Follow-On | January 2017

arca biopharma logo